SEC Form 4 · accession 0001567619-19-002405
Energous Corp · WATT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian J Sereda
Officer — Senior Vice President & CFO
Period of report
Feb 4, 2019
Accepted (ET)
Feb 5, 2019 · 5:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575793
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Feb 4, 2019 | S | 3,400 | $7.5111 | D | 117,199 | D | |
| Common Stock | holding | — | — | — | 12,015 | I | By the Sereda Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2Represents the number of shares required to be sold by the reporting person to cover his 401(k) contributions in connection with the income from the acquisition of stock reported on the Form 4 filed on February 1, 2019 pursuant to the satisfaction of performance criteria. This transaction does not represent a discretionary trade by the reporting person.
- F3The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.5101 to $7.52 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.