SEC Form 4 · accession 0001567619-19-002191
Energous Corp · WATT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen R Rizzone
Officer — CEO and President · Director
Period of report
Jan 30, 2019
Accepted (ET)
Feb 1, 2019 · 9:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575793
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 30, 2019 | A | 126,392 | $0.00 | A | 598,621 | D | |
| Common StockF3 | Jan 30, 2019 | F | 44,481 | $7.40 | D | 554,140 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares vested upon the achievement of certain performance criteria pursuant to a performance based restricted stock unit ("PSU") granted to the reporting person on May 21, 2015 pursuant to the Issuer's 2015 Performance Share Unit Plan.
- F2Includes 385 shares acquired under the Issuer's employee stock purchase plan on January 2, 2019.
- F3Represents the number of shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the PSUs and does not represent a sale by the reporting person.