SEC Form 4/A · accession 0001567619-19-001378
Energous Corp · WATT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Nicolaos G. Alexopoulos
Director
Period of report
Jan 2, 2019
Accepted (ET)
Jan 18, 2019 · 8:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575793
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jan 2, 2019 | A | 15,154 | $0.00 | A | 35,959 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock.
- F2The RSU vests on January 2, 2022, subject to the reporting person's continued service to the Issuer. The RSU was granted to the reporting person on January 2, 2019 pursuant to the Company's nonemployee director compensation policy.
- F3This amended Form 4 is being filed solely to correct the reporting person's ending balance by subtracting the additional 2,000 shares of the Issuer's common stock that were added inadvertently to the total shares held directly by the reporting person.