SEC Form 4 · accession 0001567619-18-002906
Energous Corp · WATT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen R Rizzone
Officer — CEO and President · Director
Period of report
Sep 17, 2018
Accepted (ET)
Sep 19, 2018 · 8:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575793
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 17, 2018 | M | 200,141 | $1.68 | A | 423,860 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F2 | $1.68 | Sep 17, 2018 | M | 200,141 | D | — | Dec 11, 2023 | Common Stock | 200,141 | 28,198 | D |
Explanation of responses
- F1Reflects the number of shares obtained from the reporting person's exercise of his employee stock option.
- F2This option is fully vested and exercisable.