SEC Form 4 · accession 0001209191-16-137301
Energous Corp · WATT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Aaron Leabman
Officer — Chief Technology Officer · Director
Period of report
Aug 12, 2016
Accepted (ET)
Aug 16, 2016 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575793
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 14, 2016 | G | 80,201 | $0.00 | D | 7,405 | D | |
| Common StockF1 | Aug 12, 2016 | A | 1,920 | $0.00 | A | 9,325 | D | |
| Common StockF2 | Aug 12, 2016 | F | 722 | $12.88 | D | 8,603 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock received upon vesting of a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on June 30, 2016 based on the satisfaction of certain performance-based vesting requirements. The performance share units vested on June 30, 2016 and the shares of common stock were delivered on August 12, 2016.
- F2Represents shares of common stock withheld to satisfy tax withholding requirements on the vesting of performance share units on June 30, 2016 and the delivery of shares of common stock with respect thereto on August 12, 2016.