SEC Form 4 · accession 0001209191-16-089811
Energous Corp · WATT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Gaulding
Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 6, 2016 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575793
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 16 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | Jan 4, 2016 | A | 25,000 | A | — | — | Common Stock | 25,000 | 25,000 | D |
| Deferred Stock UnitsF5,F4,F6 | — | Jan 4, 2016 | A | 14,953 | A | — | — | Common Stock | 14,953 | 14,953 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of common stock.
- F2Represents a restricted stock unit award granted on January 4, 2016 pursuant to the Company's director compensation policy.
- F3These restricted stock units vest on the first anniversary of the grant date.
- F4Each deferred stock unit represents a contingent right to receive one share of common stock.
- F5Represents a deferred stock unit award granted on January 4, 2016 pursuant to the Company's director compensation policy.
- F6These deferred stock units vest on the first anniversary of the grant date. Deferred stock units that become earned and vested are payable upon separation of service.