SEC Form 4 · accession 0001209191-15-079309
Energous Corp · WATT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory S Tamkin
10% Owner
Period of report
Nov 6, 2015
Accepted (ET)
Nov 10, 2015 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575793
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 6, 2015 | S | 50,000 | $8.12 | D | 1,649,812 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.80, inclusive. The reporting person undertakes to provide to Energous Corporation, any security holder of Energous Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
- F2DvineWave Holdings LLC is the record holder of these shares. The manager of DvineWave Holdings LLC is Dvine Wave Irrevocable Trust dated December 12, 2012, of which the reporting person is the trustee and has sole voting and investment power with regards to such securities.