SEC Form 4/A · accession 0001209191-15-068338
Energous Corp · WATT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Stephen R Rizzone
Officer — President and CEO · Director
Period of report
Aug 26, 2015
Accepted (ET)
Aug 28, 2015 · 9:17 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575793
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 26, 2015 | P | 2,000 | $6.09 | A | 54,362 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person's purchase of Energous common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 217 shares, with the reporting person's sale of 217 shares of Energous common stock at a price of $7.40 per share on July 9, 2015. The reporting person has agreed to pay to Energous $308.14, representing the full amount of the profit realized in connection with the short-swing transaction.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.98 to $6.18, inclusive. The reporting person undertakes to provide to Energous Corporation, any security holder of Energous Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.