SEC Form 4 · accession 0001209191-15-059249
Energous Corp · WATT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin Cooper
Director
Period of report
Jul 1, 2015
Accepted (ET)
Jul 6, 2015 · 8:42 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575793
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 2,527 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | Jul 1, 2015 | A | 5,061 | A | — | — | Common Stock | 5,061 | 5,061 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of common stock.
- F2Represents a restricted stock unit award granted on July 1, 2015 in connection with Mr. Cooper's appointment to the board of directors.
- F3These restricted stock units vest on the first trading day following December 31, 2015.