SEC Form 4 · accession 0001209191-15-048617
Energous Corp · WATT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cesar Johnston
Officer — Senior VP of Engineering
Period of report
May 31, 2015
Accepted (ET)
Jun 2, 2015 · 8:50 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575793
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 31, 2015 | M | 1,500 | $0.00 | A | 20,600 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | May 31, 2015 | M | 1,500 | D | — | — | Common Stock | 1,500 | 0 | D |
Explanation of responses
- F1Represents shares of common stock received upon vesting of a restricted stock unit award. These shares will settle on December 15, 2015.
- F2Each restricted stock unit represents a contingent right to receive one share of common stock.
- F3Represents a restricted stock unit award granted on May 21, 2015 and vested on May 31, 2015. These shares will settle on December 15, 2015.