SEC Form 4 · accession 0001140361-18-028853
Energous Corp · WATT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rex S Jackson
Director
Period of report
Jun 13, 2018
Accepted (ET)
Jun 15, 2018 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575793
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 13, 2018 | M | 5,836 | $0.00 | A | 61,892 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jun 13, 2018 | M | 5,836 | D | — | — | Common Stock | 5,836 | 5,837 | D |
Explanation of responses
- F1Vesting of restricted stock units ("RSU") granted to the reporting person on June 13, 2016.
- F2Each RSU represents a contingent right to receive one share of common stock.
- F3The RSUs vest in three equal annual installments on June 13, 2017, 2018, and 2019.