SEC Form 4 · accession 0001140361-18-013122
Energous Corp · WATT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cesar Johnston
Officer — EVP, Engineering & Operations
Period of report
Mar 8, 2018
Accepted (ET)
Mar 12, 2018 · 7:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575793
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 8, 2018 | A | 60,000 | $0.00 | A | 133,855 | D | |
| Common StockF1,F3 | Mar 8, 2018 | A | 15,000 | $0.00 | A | 148,855 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock.
- F2The RSU vests in four equal annual installments on January 2, 2019, 2020, 2021, and 2022, subject to the Reporting Person's continued service to the Issuer. The RSU was granted to the Reporting Person on March 8, 2018 pursuant to the Company's 2013 Stock Plan.
- F350% of the RSUs vested on March 8, 2018. The remaining 50% of the RSUs will vest on February 22, 2019, subject to the Reporting Person's continued service to the Issuer. The RSU was granted to the Reporting Person on March 8, 2018 pursuant to the Company's 2013 Stock Plan.