SEC Form 4/A · accession 0001140361-18-012913
Energous Corp · WATT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael Aaron Leabman
Director
Period of report
Feb 21, 2018
Accepted (ET)
Mar 9, 2018 · 8:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575793
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2018 | M | 52,000 | $6.00 | A | 152,279 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $6.00 | Feb 21, 2018 | M | 52,000 | D | — | Mar 25, 2024 | Common Stock | 52,000 | 104,736 | D |
Explanation of responses
- F1This option exercise was mistakenly omitted from the original Form 4 filed by the Reporting Person on February 23, 2018. The shares underlying the option were sold, as previously reported in the original Form 4.
- F21/8th of the stock options vested on March 26, 2014. 1/48th of the remaining stock options vest monthly thereafter, subject to the Reporting Person's continued service to the Company.