SEC Form 4 · accession 0001140361-17-025736
Energous Corp · WATT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Aaron Leabman
Officer — Chief Technology Officer · Director
Period of report
Jun 19, 2017
Accepted (ET)
Jun 21, 2017 · 7:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575793
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 19, 2017 | M | 52,840 | $2.49 | A | 245,244 | D | |
| Common Stock | Jun 19, 2017 | M | 94,738 | $6.00 | A | 339,982 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $2.49 | Jun 19, 2017 | M | 52,840 | D | — | Jan 6, 2024 | Common Stock | 52,840 | 4,804 | D |
| Stock Option (right to buy)F2 | $6.00 | Jun 19, 2017 | M | 94,738 | D | — | Mar 25, 2024 | Common Stock | 94,738 | 156,736 | D |
Explanation of responses
- F13/48th of the stock options vested on January 1, 2014. 1/48th of the remaining stock options vest monthly thereafter, subject to the Reporting Person's continued service to the Company.
- F21/8th of the stock options vested on March 26, 2014. 1/48th of the remaining stock options vest monthly thereafter, subject to the Reporting Person's continued service to the Company.