SEC Form 4 · accession 0001140361-17-009493
Energous Corp · WATT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cesar Johnston
Officer — Senior VP, Engineering
Period of report
Jan 12, 2017
Accepted (ET)
Feb 27, 2017 · 7:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575793
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 12, 2017 | S | 325 | $18.4201 | D | 105,133 | D | |
| Common StockF3,F4 | Feb 23, 2017 | A | 30,000 | $0.00 | A | 135,133 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2Represents shares sold to cover taxes due upon vesting and settlement of performance share units.
- F3Each restricted stock unit represents a contingent right to receive one share of common stock.
- F425% of the restricted stock units will vest annually on February 23, 2018, 2019, 2020, and 2021.