SEC Form 4 · accession 0001140361-17-009491
Energous Corp · WATT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen R Rizzone
Officer — CEO and President · Director
Period of report
Feb 26, 2016
Accepted (ET)
Feb 27, 2017 · 7:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575793
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2016 | M | 61,557 | $0.00 | A | 218,383 | D | |
| Common Stock | Feb 26, 2017 | M | 61,556 | $0.00 | A | 279,939 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Feb 26, 2016 | M | 61,557 | D | — | — | Common Stock | 61,557 | 184,669 | D |
| Restricted Stock UnitsF3,F4 | — | Feb 26, 2017 | M | 61,556 | D | — | — | Common Stock | 61,556 | 123,113 | D |
Explanation of responses
- F1Vesting of restricted stock units earned on February 26, 2016.
- F2Vesting of restricted stock units earned on February 26, 2017.
- F3Each restricted stock unit represents a contingent right to receive one share of common stock.
- F4These restricted stock units vest in four equal installments on February 26, 2016, 2017, 2018, and 2019.