SEC Form 4 · accession 0001140361-16-083555
Energous Corp · WATT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian J Sereda
Officer — Vice President & CFO
Period of report
Oct 24, 2016
Accepted (ET)
Oct 25, 2016 · 9:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575793
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 24, 2016 | A | 45,000 | $0.00 | A | 66,103 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each restricted stock unit represents a right to receive one share of the Issuer's common stock. Shares vest in four equal installments on August 18 of 2017, 2018, 2019, and 2020, subject to continued service through each vesting date.