SEC Form 4 · accession 0001209191-18-064117
Sprouts Farmers Market, Inc. · SFM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Leroy Nielsen
Officer — Interim Co-CEO,President & COO
Period of report
Dec 26, 2018
Accepted (ET)
Dec 26, 2018 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575515
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $23.21 | Dec 26, 2018 | A | 20,000 | A | — | Dec 26, 2025 | Common stock, par value $0.001 per share | 20,000 | 20,000 | D |
Explanation of responses
- F1These options were granted in connection with the reporting person's appointment as Interim Co-Chief Executive Officer and become exercisable in three equal annual installments on December 26, 2019, December 26, 2020 and December 26, 2021.