SEC Form 4 · accession 0001209191-18-052002
Sprouts Farmers Market, Inc. · SFM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joe Fortunato
Director
Period of report
Sep 21, 2018
Accepted (ET)
Sep 21, 2018 · 7:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575515
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Sep 21, 2018 | M | 1,000 | $18.00 | A | 21,707 | D | |
| Common Stock, par value $0.001 per shareF2,F3 | Sep 21, 2018 | S | 1,000 | $27.516 | D | 20,707 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $18.00 | Sep 21, 2018 | M | 1,000 | D | — | Jul 31, 2020 | Common stock, par value $0.001 per share | 1,000 | 778 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.51 to $27.52 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3Includes 16,439 shares of common stock and 4,268 restricted stock units. The restricted stock units will vest on May 14, 2019 assuming continued service through the vest date.
- F4All such options are presently exercisable.