SEC Form 4 · accession 0001209191-18-048419
Sprouts Farmers Market, Inc. · SFM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joe Fortunato
Director
Period of report
Aug 24, 2018
Accepted (ET)
Aug 24, 2018 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575515
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Aug 24, 2018 | M | 1,000 | $18.00 | A | 21,707 | D | |
| Common Stock, par value $0.001 per shareF2 | Aug 24, 2018 | S | 1,000 | $25.00 | D | 20,707 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $18.00 | Aug 24, 2018 | M | 1,000 | D | — | Jul 31, 2020 | Common stock, par value $0.001 per share | 1,000 | 1,778 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2Includes 16,439 shares of common stock and 4,268 restricted stock units. The restricted stock units will vest on May 14, 2019 assuming continued service through the vest date.
- F3All such options are presently exercisable.