SEC Form 4/A · accession 0001209191-16-123270
Sprouts Farmers Market, Inc. · SFM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Amin N. Maredia
Officer — Chief Executive Officer · Director
Period of report
Aug 11, 2015
Accepted (ET)
May 25, 2016 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575515
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $20.98 | Aug 11, 2015 | A | 466,561 | A | — | Aug 11, 2022 | Common stock, par value $0.001 per share | 466,561 | 466,561 | D |
Explanation of responses
- F1Reflects a reduction of 733,439 stock options, the excess portion of stock options purportedly granted to the reporting person on August 11, 2015 in connection with the reporting person's promotion to Chief Executive Officer, which excess portion has been determined to have been in excess of annual plan limits and thus null and void.
- F2100,000 options vested and became exercisable at the end of each calendar quarter beginning September 30, 2015 through March 31, 2016. 100,000 options will vest and become exercisable on June 30, 2016, and the remaining 66,561 options will vest and become exercisable on September 30, 2016.