SEC Form 4 · accession 0001209191-15-065909
Sprouts Farmers Market, Inc. · SFM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
James Leroy Nielsen
Officer — President & COO
Period of report
Aug 11, 2015
Accepted (ET)
Aug 13, 2015 · 7:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575515
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $20.98 | Aug 11, 2015 | A | 500,000 | A | — | Aug 11, 2022 | Common stock, par value $0.001 per share | 500,000 | 500,000 | D |
Explanation of responses
- F1These options were granted in connection with the reporting person's promotion to President and Chief Operating Officer and become exercisable in twelve equal quarterly installments at the end of each calendar quarter beginning September 30, 2015 and continuing through June 30, 2018.