SEC Form 4 · accession 0001127602-16-060276
FTD Companies, Inc. · FTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Vratimos
Officer — EVP, Gifting
Period of report
Aug 15, 2016
Accepted (ET)
Aug 16, 2016 · 9:35 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575360
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 15, 2016 | A | 3,000 | $0.00 | A | 16,640 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $24.95 | Aug 15, 2016 | A | 15,000 | A | — | Jan 1, 2021 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1The total amount of securities Directly owned include restricted stock awards issued under The FTD Companies, Inc. Amended and Restated 2013 Incentive Compensation Plan that vest in 25% annual increments on the anniversary of the award commencing one year after the award. Awards represented in this total are as follows: 3,750 shares outstanding from a grant awarded on March 9, 2015; 1,500 shares outstanding from a grant awarded on May 15, 2015; 5,000 shares outstanding from a grant awarded on March 7, 2016; and 1,500 shares outstanding from a grant awarded on May 13, 2016.
- F2Stock option vests in four (4) equal installments starting with 25% on January 1, 2017, and continuing with 25% on each of the first three anniversaries thereafter.