SEC Form 4 · accession 0001567619-18-003643
Brookfield DTLA Fund Office Trust Investor Inc. · DTLA PR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phillip Goldstein
Director
Period of report
Jun 8, 2018
Accepted (ET)
Oct 3, 2018 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575311
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 7.625% Series A Cumulative Redeemable Preferred StockF1 | Jun 8, 2018 | P | 1,155 | $24.7926 | A | 246,986 | I | By Clients |
| 7.625% Series A Cumulative Redeemable Preferred StockF1 | Oct 1, 2018 | J | 46,050 | $0.00 | D | 200,936 | I | By Clients |
| 7.625% Series A Cumulative Redeemable Preferred Stock | holding | — | — | — | 682 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are held by certain private investment funds. The Reporting Person is a Principal of the general partner and/or investment advisor of each fund, and is a limited partner in certain funds. The Reporting Person disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.
- F2These shares are held in the account of a private investment fund client of Bulldog Investors. The Reporting Person is a Principal of Bulldog Investors. Bulldog Investors is no longer deemed to have a pecuniary interest in such shares as of October 1, 2018 and as a result such shares will no longer be reported on the Reporting Person's Form 4.