SEC Form 3 · accession 0001144204-15-073566
Microphase Corp
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Howard Decoster
Director
Period of report
Apr 27, 2015
Accepted (ET)
Dec 31, 2015 · 12:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001574969
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, no par value per share | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF1 | $0.38 | holding | — | — | — | Sep 20, 2011 | Sep 20, 2021 | Common Stock | 1,496,851 | — | D |
Explanation of responses
- F1Such option has been issued by the Ergul Family Limited Partnership, which owns 190,000 of such shares of common stock subject to the option directly and 1,306,851 such shares indirectly.