SEC Form 4 · accession 0001574815-18-000002
BMC STOCK HOLDINGS, INC. · BMCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Alexander
Officer — See Remarks · Director
Period of report
Dec 31, 2017
Accepted (ET)
Jan 3, 2018 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001574815
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4 | Dec 31, 2017 | F | 11,988 | $25.30 | D | 88,703 | D | |
| Common StockF1,F2 | holding | — | — | — | 116,035 | I | See Footnote | |
| Common StockF1,F3 | holding | — | — | — | 292,349 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Beneficial ownership of Kinderoaks Family LLC ("Kinderoaks") includes, and beneficial ownership of the Peter C. Alexander Revocable Trust dated August 8, 2014 (the "Alexander Trust") excludes, 44,940 shares of common stock of the Issuer ("Common Stock") previously reported as beneficially owned by the Alexander Trust. These shares have historically been beneficially owned by Kinderoaks, but have been inadvertently included in the Alexander Trust's beneficial ownership. This change does not affect the Reporting Person's aggregate beneficial ownership of Common Stock.
- F2Kinderoaks is the beneficial owner of 116,035 shares of Common Stock. Mr. Alexander, who is a Manager of Kinderoaks, has shared voting and dispositive power of such reported securities. The Reporting Person expressly disclaims beneficial ownership of such securities, except to the extent of the Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owner of such securities.
- F3The Alexander Trust is the beneficial owner of 292,349 shares of Common Stock. Mr. Alexander, who is a trustee of the Alexander Trust, has shared voting and dispositive power over such reported securities. The Reporting Person expressly disclaims beneficial ownership of such securities, except to the extent of the Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owner of such securities.
- F4Reflects shares withheld to pay tax withholding requirements on vesting of previously granted restricted stock units. Effective March 30, 2016, the reporting person was granted 75,000 restricted stock units, vesting in equal one-third increments on December 31, 2016, December 31, 2017 and December 31, 2018, subject to the reporting person's continued employment with the issuer.
Remarks
President and Chief Executive Officer; Exhibit 24: Power of Attorney