SEC Form 4 · accession 0001574815-15-000060
BMC STOCK HOLDINGS, INC. · BMCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Duff Wakefield
Officer — See Remarks
Period of report
Nov 3, 2015
Accepted (ET)
Nov 5, 2015 · 7:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001574815
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Nov 3, 2015 | A | 18,000 | $0.00 | A | 35,472 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $17.04 | Nov 3, 2015 | A | 18,000 | A | — | Nov 3, 2025 | Common Stock, par value $0.01 per share | 18,000 | 128,255 | D |
Explanation of responses
- F1Effective November 3, 2015 (the "Grant Date"), the reporting person was granted 18,000 restricted stock units, vesting over a three-year period: one-third on each of the first, second and third anniversary of the Grant Date, subject to the reporting person's continued employment with the issuer.
- F2The options, representing a right to purchase a total of 18,000 shares of common stock, vest over a three-year period: as to one-third of the shares underlying the option award on each of the first, second and third anniversaries of November 3, 2015 (the "Grant Date"), subject to the reporting person's continued employment with the issuer.
Remarks
Divisional President and General Manager - West Division