SEC Form 4 · accession 0001062993-18-000345
Galenfeha, Inc. · GLFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Ketner
Officer — President/CEO · Director
Period of report
Jan 18, 2018
Accepted (ET)
Jan 29, 2018 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001574676
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 26, 2018 | P | 580,000 | $0.018 | A | 980,000 | D | |
| Preferred Series BF3 | Jan 29, 2018 | S | 3,000,000 | $0.01 | D | 0 | D | |
| Preferred Series AF2 | holding | — | — | — | 6,750,000 | I | KTNR, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This stock was purchased in the open market between $.015 and $.02 cents per share.
- F2This stock is owned by an entity Mr. Ketner controls.
- F3This stock was sold to two officers of Fleaux Services of Louisiana, LLC for a total of $30,000 and will be transferred to the Preferred Series A shares.