SEC Form 4 · accession 0001062993-17-004494
Galenfeha, Inc. · GLFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
James Ketner
Officer — President/CEO · Director
Period of report
Oct 10, 2017
Accepted (ET)
Oct 17, 2017 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001574676
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 10, 2017 | P | 170,000 | $0.35 | A | 360,000 | D | |
| Preferred Series AF2 | holding | — | — | — | 6,750,000 | I | KTNR, Inc. | |
| Preferred Series B | holding | — | — | — | 3,000,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This stock was purchased in the open market between $.03 and $.038 cents per share from October 10, 2017 to October 17, 2017.
- F2This stock is owned by an entity Mr. Ketner controls.