SEC Form 4 · accession 0001062993-17-003565
Galenfeha, Inc. · GLFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Ketner
Officer — President/CEO · Director · 10% Owner
Period of report
Aug 4, 2017
Accepted (ET)
Aug 8, 2017 · 2:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001574676
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Preferred Series AF1,F2 | Aug 8, 2017 | P | 2,000,000 | $0.03 | A | 6,750,000 | I | KTNR, Inc. |
| Common StockF2 | Aug 4, 2017 | P | 35,000 | $0.06 | A | 35,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This stock was originally purchased by an entity Mr. Ketner controls during 1st quarter 2017 from a private shareholder for a total of $60,000 in cash, and issued to Mr. Ron Barranco. Mr. Barranco returned the stock to KTNR, Inc. because he is no longer with the company and did not pay for the stock.
- F2At the time of this filing, Mr. Ketner, or an entity under his control currently owns 6,750,000 Preferred Series A stock, 3,000,000 Preferred Series B stock, and 35,000 shares of common stock.