SEC Form 4 · accession 0001574596-16-000175
New Home Co Inc. · NWHM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H Lawrence Webb
Officer — Chief Executive Officer · Director
Period of report
May 3, 2016
Accepted (ET)
May 4, 2016 · 7:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001574596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 3, 2016 | G | 644,295 | $0.00 | D | 0 | I | By Trust |
| Common StockF1,F2 | May 3, 2016 | G | 644,295 | $0.00 | A | 733,756 | D | |
| Common StockF3 | May 3, 2016 | P | 5,000 | $10.32 | A | 738,756 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of Common Stock transferred directly to the Reporting Person from the Hadley-Webb Family Trust over which the Reporting Person had an indirect ownership interest and the beneficiaries of which were the Reporting Person's children.
- F2Since the date of the Reporting Person's last ownership report, the Reporting Person transferred 429,495 shares of Common Stock, directly owned by the Hadley-Webb Family Trust and indirectly owned by the Reporting Person, to his ex-wife pursuant to a domestic relations order. The Reporting Person no longer reports as beneficially owned any securities owned by his ex-wife.
- F3The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.30 to $10.39, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3) to this Form 4.