SEC Form 3/A · accession 0001144204-15-010453
New Home Co Inc. · NWHM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Period of report
Jan 30, 2014
Accepted (ET)
Feb 17, 2015 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001574596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | holding | — | — | — | 1,916,618 | I | By IHP Capital Partners VI, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were omitted from Douglas C. Neff's original Form 3, and also were omitted from two Forms 4 filed subsequently by Mr. Neff to report the acquisition of restricted stock units.
- F2These shares are owned directly by IHP Capital Partners VI, LLC, a Delaware limited liability company ("IHP VI LLC"), and indirectly by Douglas C. Neff. Mr. Neff is the president of IHP Capital Partners, a California corporation, which is the General Partner of Institutional Housing Partners VI L.P., a California limited partnership, which is the manager of IHP VI LLC. Mr. Neff disclaims ownership of these shares except to the extent of any pecuniary interest therein.