SEC Form 4 · accession 0001574540-19-000049
Physicians Realty Trust · DOC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel M Klein
Officer — Senior VP-Deputy CIO
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001574540
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares, $0.01 par valueF1 | Mar 1, 2019 | A | 10,565 | $0.00 | A | 42,906 | D | |
| Common shares, $0.01 par value | Mar 4, 2019 | F | 5,641 | $18.09 | D | 37,265 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2019 Performance Based Restricted Share Unit GrantF2 | — | Mar 1, 2019 | A | 15,847 | A | — | — | Common shares, $0.01 par value | 15,847 | 15,847 | D |
Explanation of responses
- F1Represents restricted common shares granted under the Issuer's 2013 Equity Incentive Plan (the "Plan"), which will vest on March 1, 2020, subject to the terms of the grant.
- F2March 1, 2019 grant of performance share units under the Issuer's 2013 Equity Incentive Plan, which represent the "target" number of shares underlying the performance share units. The exact number of shares to be issued upon vesting depends upon, among other things, the Issuer's financial performance. Subject to continued service, the shares, if any, will be issued following the performance period end date of December 31, 2021.