SEC Form 4 · accession 0001574540-19-000047
Physicians Realty Trust · DOC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John T Thomas
Officer — President and CEO · Director
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001574540
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares, $0.01 par valueF1 | Mar 1, 2019 | A | 46,954 | $0.00 | A | 351,688 | D | |
| Common shares, $0.01 par valueF2 | Mar 4, 2019 | F | 17,510 | $18.09 | D | 321,851 | D | |
| Common shares, $0.01 par valueF3 | Mar 5, 2019 | G | 5,600 | $0.00 | D | 316,251 | D | |
| Common shares, $0.01 par value | holding | — | — | — | 87 | I | Represents shares held by the Reporting Person's child | |
| Common shares, $0.01 par value | holding | — | — | — | 87 | I | Represents shares held by the Reporting Person's child | |
| Common shares, $0.01 par value | holding | — | — | — | 217 | I | Represents shares held by the Reporting Person's child | |
| Common shares, $0.01 par value | holding | — | — | — | 87 | I | Represents shares held by the Reporting Person's child | |
| Common shares, $0.01 par value | holding | — | — | — | 434 | I | Represents shares held by the Reporting Person's child | |
| Common shares, $0.01 par value | holding | — | — | — | 217 | I | Represents shares held by the Reporting Person's child | |
| Common shares, $0.01 par value | holding | — | — | — | 217 | I | Represents shares held by the Reporting Person's child |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2019 Performance Based Restricted Share Unit GrantF4 | — | Mar 1, 2019 | A | 70,430 | A | — | — | Common shares, $0.01 par value | 70,430 | 70,430 | D |
Explanation of responses
- F1Represents restricted common shares granted under the Issuer's 2013 Equity Incentive Plan (the "Plan"), which will vest on March 1, 2020, subject to the terms of the grant.
- F2The reporting person transferred 12,327 shares to his former spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his former spouse.
- F3Represents shares gifted to the Auburn University Foundation.
- F4March 1, 2019 grant of performance share units under the Issuer's 2013 Equity Incentive Plan, which represent the "target" number of shares underlying the performance share units. The exact number of shares to be issued upon vesting depends upon, among other things, the Issuer's financial performance. Subject to continued service, the shares, if any, will be issued following the performance period end date of December 31, 2021.