SEC Form 4 · accession 0001574540-19-000033
Physicians Realty Trust · DOC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tommy G Thompson
Director
Period of report
Mar 1, 2019
Accepted (ET)
Mar 4, 2019 · 6:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001574540
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares, $0.01 par valueF1 | Mar 4, 2019 | M | 5,075 | $18.09 | A | 99,793 | D | |
| Common shares, $0.01 par value | Mar 4, 2019 | A | 3,788 | $18.09 | A | 103,581 | D | |
| Common shares, $0.01 par value | holding | — | — | — | 1,300 | I | Represents shares held by Thompson Family Charitable Foundation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2018 Restricted Share Unit GrantF2 | — | Mar 4, 2019 | M | 5,075 | D | — | — | Common shares, $0.01 par value | 5,075 | 5,074 | D |
| 2019 Restricted Share Unit GrantF3 | — | Mar 1, 2019 | A | 8,385 | A | — | — | Common shares, $0.01 par value | 8,385 | 8,385 | D |
Explanation of responses
- F1Includes 2,131 shares acquired under the Dividend Reinvestment and Share Purchase Plan and 10,449 shares that were previously indirectly owned by Thompson Family Investments, LLC. Further, the amount includes a reduction of 151 shares due to a reconciliation adjustment.
- F2March 2, 2018, the Reporting Person was granted 10,149 restricted stock units, which vest in two equal annual installments on March 2, 2019 and March 2, 2020, subject to the terms of the grant. Each restricted stock unit represents the right to receive one share of the Issuer's common shares.
- F3March 1, 2019 grant of restricted stock units under the Issuer's 2013 Equity Incentive Plan, which will vest in two equal annual installments on March 1, 2020 and March 1, 2021, subject to the terms of the grant. Each restricted stock unit represents the right to receive one share of the Issuer's common shares.