SEC Form 4 · accession 0001574540-18-000051
Physicians Realty Trust · DOC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tommy G Thompson
Director
Period of report
Mar 2, 2018
Accepted (ET)
Mar 6, 2018 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001574540
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares, $0.01 par valueF1 | Mar 3, 2018 | A | 4,244 | $14.94 | A | 64,851 | D | |
| Common shares, $0.01 par value | Mar 3, 2018 | A | 3,788 | $14.94 | A | 68,639 | D | |
| Common shares, $0.01 par value | Mar 6, 2018 | P | 13,650 | $14.71 | A | 82,289 | D | |
| Common shares, $0.01 par valueF2 | holding | — | — | — | 10,449 | I | Represents shares held by Thompson Family Investments, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2018 Restricted Share Unit GrantF3 | — | Mar 2, 2018 | A | 10,149 | A | — | — | Common shares, $0.01 par value | 10,149 | 10,149 | D |
Explanation of responses
- F1Reduced by 7,576 previously reported 2017 Restricted Share Unit Grant reported on March 7, 2017. Shares issued for the vesting on March 3, 2018 are reported in Table I and the remaining shares to be issued upon vesting on March 3, 2019 will be reported in a subsequent Form 4. Further, the amount includes a transfer of 14,400 shares that were previously indirectly owned by Thompson Family Investments, LLC.
- F2Reduced by 14,400 shares that have been transferred to direct ownership.
- F3March 2, 2018 grant of restricted stock units under the Issuer's 2013 Equity Incentive Plan, which will vest in two equal annual installments on March 2, 2019 and March 2, 2020, subject to the terms of the grant. Each restricted stock unit represents the right to receive one share of the Issuer's common shares.