SEC Form 4 · accession 0001209191-17-018914
Physicians Realty Trust · DOC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark D. Theine
Officer — Senior VP of Asset/Investmets
Period of report
Mar 3, 2017
Accepted (ET)
Mar 7, 2017 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001574540
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares, $0.01 par valueF1,F2 | Mar 3, 2017 | A | 7,053 | $0.00 | A | 47,175 | D | |
| Common shares, $0.01 par value | Mar 3, 2017 | F | 3,494 | $19.80 | D | 43,681 | D | |
| Common shares, $0.01 par value | Mar 3, 2017 | F | 4,244 | $19.80 | D | 39,437 | D | |
| Common shares, $0.01 par valueF3 | Mar 3, 2017 | A | 9,091 | $0.00 | A | 48,528 | D | |
| Common shares, $0.01 par valueF4 | Mar 3, 2017 | A | 13,636 | $0.00 | A | 62,164 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the vesting of performance-based restricted stock units pursuant to their terms.
- F2Includes 884 shares acquired under the Issuer's Employee Stock Purchase Plan (the "ESPP") on June 30, 2016 and 484 shares acquired under the ESPP on December 31, 2016.
- F3Represents restricted common shares granted under the Issuer's 2013 Equity Incentive Plan (the "Plan"), which will vest on March 3, 2018, subject to the terms of the grant.
- F4March 3, 2017 grant of performance share units under the Plan, which represents the "target" number of shares underlying the performance share units outstanding. The exact number of shares to be issued upon vesting depends upon, among other things, the Issuer's financial performance. Subject to continued service, the shares, if any, will be issued following the performance period end date of December 31, 2019.