SEC Form 4 · accession 0001209191-16-106663
Physicians Realty Trust · DOC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John T Thomas
Officer — President and CEO · Director
Period of report
Mar 3, 2016
Accepted (ET)
Mar 7, 2016 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001574540
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares, $0.01 par valueF1,F2 | Mar 3, 2016 | A | 39,615 | $0.00 | A | 176,791 | D | |
| 2016 Performance Based Restricted Share Unit GrantF3 | Mar 3, 2016 | A | 39,615 | $0.00 | A | 39,615 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted common shares granted under the Issuer's 2013 Equity Incentive Plan (the "Plan"), which will vest on March 3, 2017, subject to the terms of the grant.
- F2Since the date of the reporting person's last ownership report, the reporting person transferred 3,938 common shares to his former spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his former spouse. Additionally, includes 1,132 shares acquired under the Issuer's Employee Stock Purchase Plan on December 31, 2015.
- F3March 3, 2016 grant of performance share units under the Plan, which represents the "target" number of shares underlying the performance share units outstanding. The exact number of shares to be issued upon vesting depends upon, among other things, the Issuer's financial performance. Subject to continued service, the shares, if any, will be issued following the performance period end date of December 31, 2018.