SEC Form 4 · accession 0001140361-17-005995
WCI Communities, Inc. · WCIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Monarch Alternative Capital LP
Director · Other
Monarch GP LLC
Director · Other
MDRA GP LP
Director · Other
Period of report
Feb 10, 2017
Accepted (ET)
Feb 13, 2017 · 10:42 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001574532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")F9,F1,F2 | Feb 10, 2017 | U | 1,585,080 | $23.50 | D | 0 | I | See footnotes |
| Common StockF9,F1,F3 | Feb 10, 2017 | U | 2,703 | $23.50 | D | 0 | I | See footnotes |
| Common StockF9,F1,F4 | Feb 10, 2017 | U | 373,312 | $23.50 | D | 0 | I | See footnotes |
| Common StockF9,F1,F5 | Feb 10, 2017 | U | 250,739 | $23.50 | D | 0 | I | See footnotes |
| Common StockF9,F1,F6 | Feb 10, 2017 | U | 57,910 | $23.50 | D | 0 | I | See footnotes |
| Common StockF9,F1,F7 | Feb 10, 2017 | U | 70,341 | $23.50 | D | 0 | I | See footnotes |
| Common StockF9,F1,F8 | Feb 10, 2017 | U | 31,600 | $23.50 | D | 0 | I | See footnotes |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF10,F1 | — | Feb 10, 2017 | J | 5,306 | D | — | — | See footnote | — | 0 | D |
Explanation of responses
- F1See Exhibit 99.1
- F10See Exhibit 99.1
- F2See Exhibit 99.1
- F3See Exhibit 99.1
- F4See Exhibit 99.1
- F5See Exhibit 99.1
- F6See Exhibit 99.1
- F7See Exhibit 99.1
- F8See Exhibit 99.1
- F9See Exhibit 99.1
Remarks
Solely for purposes of Section 16 of the Exchange Act, each of Monarch Alternative Capital LP, and by virtue of their control of Monarch Alternative Capital LP, MDRA GP LP and Monarch GP LLC, are directors-by-deputization by virtue of the Funds' (defined in Exhibit 99.1) contractual right to designate a member of the board of directors of WCIC. Patrick Bartels, a managing principal of Monarch Alternative Capital LP, is a member of WCIC's board of directors. Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filers' Information and Signatures