SEC Form 4 · accession 0001144204-15-039399
Pulmatrix, Inc. · PULM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E. Duke
Officer — Chief Financial Officer
Period of report
Jun 24, 2015
Accepted (ET)
Jun 26, 2015 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001574235
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $11.00 | Jun 24, 2015 | A | 235,224 | A | — | Jun 24, 2025 | Common Stock | 235,224 | 235,224 | D |
Explanation of responses
- F1The option vests as to 25% on June 22, 2016 and 2.08% monthly for 36 months thereafter.