SEC Form 4 · accession 0001144204-15-037759
Pulmatrix, Inc. · PULM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Higgins
Director
Period of report
Jun 15, 2015
Accepted (ET)
Jun 17, 2015 · 8:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001574235
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2,F1 | $11.80 | Jun 16, 2015 | A | 35,419 | A | — | Jun 16, 2025 | Common Stock | 35,419 | 35,419 | D |
Explanation of responses
- F1The option vests as to 2.08% monthly for 48 months from the date of grant.
- F2Reflects a 1-for-2.5 reverse stock split effected on June 15, 2015.