SEC Form 4 · accession 0001144204-15-036069
Pulmatrix, Inc. · PULM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Akihisa Akao
Director
Period of report
Apr 30, 2015
Accepted (ET)
Jun 8, 2015 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001574235
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy) | $3.35 | Apr 30, 2015 | A | 5,000 | A | Apr 30, 2015 | Apr 30, 2025 | Common | 5,000 | 5,000 | D |