Form4insider filings, from the source

SEC Form 4 · accession 0000899243-18-009612

Pulmatrix, Inc. · PULM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Terrance McGuire
Director · 10% Owner
Period of report
Apr 3, 2018
Accepted (ET)
Apr 5, 2018 · 8:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001574235

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF1,F2,F3,F4Apr 3, 2018P$0345,551—A1,556,676ISee Footnotes
Common StockF5,F3,F4,F6Apr 3, 2018P$06,478—A29,178ISee Footnotes
Common StockF7,F8,F9,F10Apr 3, 2018P$0769,989—A3,468,190ISee Footnotes
Common StockF11,F9,F10,F12Apr 3, 2018P$015,007—A67,729ISee Footnotes
Common StockF13,F9,F10,F14Apr 3, 2018P$05,275—A23,875ISee Footnotes
Common StockF15,F9,F10,F16Apr 3, 2018P$07,700—A34,587ISee Footnotes

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Series A Warrant (right to buy)F1,F2,F3,F4$0.65Apr 3, 2018P345,551AApr 3, 2018Oct 3, 2018Common Stock345,551345,551I
Series B Warrant (right to buy)F1,F2,F3,F4$0.75Apr 3, 2018P345,551AApr 3, 2018Apr 3, 2023Common Stock345,551345,551I
Series A Warrant (right to buy)F5,F3,F4,F6$0.65Apr 3, 2018P6,478AApr 3, 2018Oct 3, 2018Common Stock6,4786,478I
Series B Warrant (right to buy)F5,F3,F4,F6$0.75Apr 3, 2018P6,478AApr 3, 2018Apr 3, 2023Common Stock6,4786,478I
Series A Warrant (right to buy)F7,F8,F9,F10$0.65Apr 3, 2018P769,989AApr 3, 2018Oct 3, 2018Common Stock769,989769,989I
Series B Warrant (right to buy)F7,F8,F9,F10$0.75Apr 3, 2018P769,989AApr 3, 2018Apr 3, 2023Common Stock769,989769,989I
Series A Warrant (right to buy)F11,F9,F10,F12$0.65Apr 3, 2018P15,007AApr 3, 2018Oct 3, 2018Common Stock15,00715,007I
Series B Warrant (right to buy)F11,F9,F10,F12$0.75Apr 3, 2018P15,007AApr 3, 2018Apr 3, 2023Common Stock15,00715,007I
Series A Warrant (right to buy)F13,F9,F10,F14$0.65Apr 3, 2018P5,275AApr 3, 2018Oct 3, 2018Common Stock5,2755,275I
Series B Warrant (right to buy)F13,F9,F10,F14$0.75Apr 3, 2018P5,275AApr 3, 2018Apr 3, 2023Common Stock5,2755,275I
Series A Warrant (right to buy)F15,F9,F10,F16$0.65Apr 3, 2018P7,700AApr 3, 2018Oct 3, 2018Common Stock7,7007,700I
Series B Warrant (right to buy)F15,F9,F10,F16$0.75Apr 3, 2018P7,700AApr 3, 2018Apr 3, 2023Common Stock7,7007,700I

Explanation of responses

Remarks

Exhibit 24 - Power of Attorney Polaris Venture Partners IV, L.P. Polaris Venture Partners Entrepreneurs' Fund IV, L.P. Polaris Venture Management Co. IV, L.L.C. Jonathan A. Flint Terrance G. McGuire