SEC Form 4 · accession 0000899243-19-001422

Five Point Holdings, LLC · FPH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — See Remarks

Period of report

Jan 15, 2019

Accepted (ET)

Jan 17, 2019 · 9:17 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001574197

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A common shares^F1	Jan 15, 2019	A	246,710	$0.00	A	450,912	D
Class A common shares^F2	Jan 15, 2019	M	59,822	—	A	510,734	D
Class A common shares	Jan 15, 2019	F	59,240	$7.60	D	451,494	D
Class A common shares	holding	—	—		—	38,389	I	By trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted share units^F2,F3	—	Jan 15, 2019	M	59,822	D	—	—	Class A common shares	59,822	59,822	D

F1Includes 98,684 Class A common shares subject to certain restrictions upon transfer and rights of forfeiture that will lapse based on continued service, and a total of 148,026 Class A common shares subject to certain restrictions upon transfer and rights of forfeiture and restricted share units that will be settled in an equal number of Class A common shares, in each case contingent on the Class A common shares satisfying certain price targets.
F2Each restricted share unit is a contingent right to receive one Class A common share.
F3On June 1, 2016, the reporting person was granted such restricted share units pursuant to the Five Point Holdings, LLC 2016 Incentive Award Plan. Such restricted share units have vested. 59,822 restricted share units were settled on January 15, 2019. The remaining 59,822 unsettled restricted share units will settle on a one-for-one basis in Class A common shares or cash, at the option of Five Point Holdings, LLC, on January 15, 2020.

Chief Legal Officer, Vice President and Secretary