SEC Form 4 · accession 0000899243-17-013423
Five Point Holdings, LLC · FPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lynn Jochim
Officer — Executive Vice President
Period of report
May 15, 2017
Accepted (ET)
May 16, 2017 · 7:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001574197
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common sharesF1 | May 15, 2017 | P | 10,000 | $14.00 | A | 34,389 | I | By trust |
| Class A common sharesF2 | May 15, 2017 | P | 10,000 | $14.00 | A | 10,000 | I | By trust |
| Class A common sharesF3 | holding | — | — | — | 43,282 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The 24,389 Class A common shares of Five Point Holdings, LLC (the "Company") are owned by The 2002 Jochim Family Trust UAD 05/15/02.
- F2The 10,000 Class A common shares of the Company are owned by The Edward J Jochim By-Pass Trust UAD 03/01/84. The Reporting Person disclaims beneficial ownership of the shares owned by her spouse, David Jochim, except to the extent of her pecuniary interest therein.
- F3These restricted shares are subject to certain restrictions upon transfer and rights of forfeiture as set forth in the Five Point Holdings, LLC 2016 Incentive Award Plan (the "2016 Incentive Award Plan) and an agreement entered into between the registered owner and the Company, copies of which are on file with the secretary of the Company. Such restricted shares will vest in three equal annual installments beginning on January 15, 2018.