SEC Form 4 · accession 0000899243-17-013416
Five Point Holdings, LLC · FPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Alvarado
Officer — See Remarks
Period of report
May 15, 2017
Accepted (ET)
May 16, 2017 · 7:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001574197
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common sharesF1 | May 15, 2017 | P | 14,000 | $14.00 | A | 38,389 | I | By trust |
| Class A common sharesF2 | holding | — | — | — | 47,610 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The 38,389 Class A common shares of Five Point Holdings, LLC are owned by The Michael A. and Julie S. Alvarado Family Trust created u/t/d dated July 9, 2002.
- F2These restricted shares are subject to certain restrictions upon transfer and rights of forfeiture as set forth in the Five Point Holdings, LLC 2016 Incentive Award Plan (the "2016 Incentive Award Plan) and an agreement entered into between the registered owner and the Company, copies of which are on file with the secretary of the Company. Such restricted shares will vest in three equal annual installments beginning on January 15, 2018.
Remarks
Chief Legal Officer, Vice President and Secretary