SEC Form 4 · accession 0001127602-18-032006
Pivotal Software, Inc. · PVTL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew M. Cohen
Officer — SVP, GC and Corp. Sec.
Period of report
Nov 1, 2018
Accepted (ET)
Nov 2, 2018 · 6:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001574135
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 1, 2018 | M | 25,800 | $5.06 | A | 169,134 | D | |
| Class A Common Stock | Nov 1, 2018 | S | 25,800 | $20.02 | D | 143,334 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $5.06 | Nov 1, 2018 | M | 25,800 | D | — | Jun 28, 2023 | Class A Common Stock | 25,800 | 89,200 | D |
Explanation of responses
- F1The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2018
- F2The stock options were granted on June 28, 2013 and are fully vested. The original grant was for 125,000 options, of which 10,000 have been exercised.