SEC Form 4 · accession 0001140361-16-073424
Fantex, Inc. · JKMTL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Beirne
Director
Period of report
Jul 22, 2016
Accepted (ET)
Jul 26, 2016 · 6:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573683
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Fantex Series Vernon Davis Convertible Tracking StockF2,F3 | Jul 22, 2016 | A | 33,927 | — | A | 33,927 | D | |
| Fantex Series EJ Manuel Convertible Tracking Stock | Jul 22, 2016 | D | 1,704 | $2.14 | D | 0 | D | |
| Fantex Series EJ Manuel Convertible Tracking StockF2,F3 | Jul 22, 2016 | A | 93,799 | — | A | 93,799 | D | |
| Fantex Series Mohamed Sanu Convertible Tracking Stock | Jul 22, 2016 | D | 1,648 | $13.74 | D | 0 | D | |
| Fantex Series Mohamed Sanu Convertible Tracking StockF2,F3 | Jul 22, 2016 | A | 29,936 | — | A | 29,936 | D | |
| Fantex Series Alshon Jeffery Convertible Tracking Stock | Jul 22, 2016 | D | 83,580 | $9.48 | D | 0 | D | |
| Fantex Series Alshon Jeffery Convertible Tracking Stock | Jul 22, 2016 | D | 34,414 | $9.48 | D | 0 | I | By Spouse |
| Fantex Series Alshon Jeffery Convertible Tracking StockF2,F3 | Jul 22, 2016 | A | 203,564 | — | A | 203,564 | D | |
| Fantex Series Michael Brockers Convertible Tracking Stock | Jul 22, 2016 | D | 36,200 | $9.10 | D | 0 | D | |
| Fantex Series Michael Brockers Convertible Tracking Stock | Jul 22, 2016 | D | 18,000 | $9.10 | D | 0 | I | By Spouse |
| Fantex Series Michael Brockers Convertible Tracking StockF2,F3 | Jul 22, 2016 | A | 85,816 | — | A | 85,816 | D | |
| Fantex Series Jack Mewhort Convertible Tracking Stock | Jul 22, 2016 | D | 26,810 | $11.61 | D | 0 | D | |
| Fantex Series Jack Mewhort Convertible Tracking Stock | Jul 22, 2016 | D | 13,400 | $11.61 | D | 0 | I | By Spouse |
| Fantex Series Jack Mewhort Convertible Tracking StockF2,F3 | Jul 22, 2016 | A | 65,859 | — | A | 65,859 | D | |
| Fantex Series Professional Sports Convertible Tracking StockF2,F3 | Jul 22, 2016 | A | 1,526,729 | — | A | 1,526,729 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These transactions are exempt under Rule 16b-3.
- F2The reported securities are included within 1,995,724 Fantex Sports Portfolio 1 Units (each a "Unit") purchased by the reporting person for $10 per Unit. Each Unit is comprised of 0.017 shares of Fantex Series Vernon Davis Convertible Tracking Stock, 0.047 shares of Fantex Series EJ Manuel Convertible Tracking Stock, 0.015 shares of Fantex Series Mohamed Sanu Convertible Tracking Stock, 0.102 shares of Fantex Series Alshon Jeffery Convertible Tracking Stock, 0.043 shares of Fantex Series Michael Brockers Convertible Tracking Stock, 0.033 shares of Fantex Series Jack Mewhort Convertible Tracking Stock, and 0.765 shares of Fantex Series Professional Sports Convertible Tracking Stock.
- F3Units held by David M. & Lily T. Beirne JTWROS.