SEC Form 4 · accession 0001144204-16-122144
Jones Energy, Inc. · JONE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Aug 26, 2016
Accepted (ET)
Aug 30, 2016 · 6:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573166
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F4,F3 | Aug 26, 2016 | P | 9,025,270 | $2.77 | A | 15,629,320 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership ("Navitas"), TJS Energy Fund, LP, a Delaware limited partnership ("TJS"), Hephaestus Energy Fund, LP, a Delaware limited partnership ("Hephaestus"), Asklepios Energy Fund, LP, a Texas limited partnership ("Asklepios"), Panakeia Energy Fund, LP, a Delaware limited partnership ("Panakeia"), Children's Energy Fund, LP, a Delaware limited partnership ("Children's"), LVPU, LP, a Delaware limited partnership ("LVPU"), and Blackbird 1846 Energy Fund, LP, a Delaware limited partnership ("Blackbird"), and (ii) a managing member of Lobo Baya LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver", and collectively with Navitas, TJS, Hephaestus, Asklepios, Panakeia, Children's, LVPU and Blackbird, the "Partnerships").
- F2Because of their control over the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.
- F3The Partnerships beneficially own 15,629,320 shares of Class A common stock in the aggregate. Individually, each Partnership directly beneficially owns Class A common stock as follows: (i) Navitas owns 1,925,711; (ii) Luxiver owns 5,848,312; (iii) Asklepios owns 467,239; (iv) Hephaestus owns 4,428,828; (v) Panakeia owns 585,321; (vi) TJS owns 106,429; (vii) Blackbird owns 671,870; (viii) Children's owns 1,038,300; and (ix) LVPU owns 557,310.
- F4Represents purchases of shares of Class A common stock by Navitas, Luxiver, Hephaestus, Children's, LVPU, Asklepios, Panakeia, and Blackbird in the following amounts: (i) Navitas purchased 1,083,032 shares; (ii) Luxiver purchased 3,519,856 shares; (iii) Hephaestus purchased 2,617,328 shares; (iv) Children's purchased 541,516; (v) LVPU purchased 361,011 shares; (vi) Asklepios purchased 270,758 shares; (vii) Panakeia purchased 270,758; and (viii) Blackbird purchased 361,011 shares