SEC Form 4/A · accession 0001104659-18-051252
Jones Energy, Inc. · JONE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Carl Fredrick Giesler
Officer — Chief Executive Officer
Period of report
Jul 23, 2018
Accepted (ET)
Aug 10, 2018 · 8:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573166
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock | Jul 23, 2018 | A | 3,000,000 | $0.00 | A | 3,000,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person was granted 3,000,000 Restricted Stock Units ("RSUs") on July 23, 2018 as an inducement award outside of any equity incentive plan under applicable rules of the New York Stock Exchange in connection with the Reporting Person's appointment as Chief Executive Officer of the Issuer. The RSUs vest in equal installments of 33 1/3% on each of July 1, 2019, July 1, 2020 and July 1, 2021.
Remarks
The original Form 4 filed on July 24, 2018 is being amended pursuant to this Form 4/A as a result of an amendment of the Reporting Person's employment agreement with the Issuer to correct the number of, and other information disclosed in the original Form 4 regarding, the RSUs granted to the Reporting Person.